## 🧠 Profil recherché
Compliance Officer Senadel Consult Quality Control & Assurance 3 weeks ago Easy apply New Accra & Tema Region Full Time Recruitment Confidential Share link Share on WhatsApp Share on LinkedIn Share on Facebook Share on Twitter Share via SMS Job summary A reputable licensed Broker-Dealer with the Securities and Exchange Commission (SEC) and a member of the Ghana Stock Exchange (GSE), committed to upholding the highest standards of market integrity, transparency, and regulatory compliance is looking for a Compliance Officer. Seeking a meticulous, proactive Compliance Officer to ensure our operations comply with all statutory requirements, internal policies, and international best practices. The successful candidate will support the company’s compliance objectives by developing, implementing, and monitoring processes and policies within the overall governance framework. Min Qualification: Degree Experience Level: Mid level Experience Length: 3 years Language Requirement: English Working Hours: Full Time - 8 to 5 Applicant Location: Ghana Job descriptions & requirements Key Responsibilities: Regulatory Compliance Monitor and interpret all regulations issued by Securities and Exchange Commission (SEC), Bank of Ghana (BOG) (where applicable), Data Protection Commission (DPC), Financial Intelligence Centre (FIC), Ghana Revenue Authority (GRA), Social Security and National Insurance Trust (SSNIT) and the Ghana Stock Exchange (GSE). Always ensure regulatory compliance with the timely submission of all statutory and regulatory reports, filings, and disclosures. Maintain an in-depth understanding of the company’s license mandate and manage any regulatory inspections or audits. AML/CFT & KYC Develop, implement, and update the company’s Anti-Money Laundering and Counter-Financing of Terrorism (AML/CFT) policies. Works with the Operations Department to ensure that all policies and procedures are being followed, with regards to customer due diligence (CDD), transaction monitoring, and suspicious activity reporting. Oversee the onboarding of clients (KYC), enhanced due diligence (EDD), for high-risk accounts, ongoing transaction monitoring and suspicious activity reporting. File Suspicious Transaction Reports (STRs) to the Financial Intelligence Centre (FIC) in accordance with Ghana’s AML Act (Act 1044). Internal Controls & Audits Conduct periodic internal compliance reviews and risk assessments across trading, settlement, and customer management operations. Investigate any breaches, market misconduct (e.g., insider trading), or operational lapses, and recommend corrective actions. Training & Advisory Train staff on regulatory updates, code of ethics, and AML procedures. Advise management on compliance risks related to new products and services. Record Keeping & Reporting Maintain a comprehensive compliance register, including breach logs, training records, and correspondence with regulators. Prepare quarterly compliance reports for the Board of Directors. Administration Coordinate internal and external resources to expedite workflow. Oversee and achieve organizational goals while upholding best practices. Order and oversee the optimal use of office equipment, supplies, and inventories through preventive maintenance. Provide administrative support to senior management, including email correspondence, meeting and events scheduling. Qualifications & Requirements Bachelor’s degree in Arts, Law, Finance, Accounting, or Business Administration. A master’s degree or professional certification (e.g. Diploma in Governance, Risk Compliance, CAMS) is a strong advantage. Minimum 3 years of proven experience in a compliance, risk, or legal role within the Securities Industry in Ghana. Successful completion of the GISI or any other courses specified by the Securities and Exchange Commission. Ability to work independently and escalate issues appropriately. Applicant must have high ethical standards and integrity, strong analytical skills and detail oriented. How to Apply: Send CV (PDF), Cover letter, a copy of your GISI certificate, and other relevant certificates Location : Accra Salary : Attractive Log In and Apply Important safety tips Do not make any payment without confirming with the Jobberman Customer Support Team. If you think this advert is not genuine, please report it via the Report Job link below. Report Job

Compliance Officer at Entreprise. View details.

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